Dudley Ventures Sr Compliance Officer - Phoenix, AZ
 Valley National Bank | |
 United States, Arizona, Phoenix | |
| 22 East Jackson Street (Show on map) | |
 Sep 27, 2025 | |
|
Responsibilities include but are not limited to:
* Develop and/or maintain effective compliance monitoring programs and risk assessments with an emphasis on NMTC and SALT regulatory compliance. * Manage state tax compliance including researching and analyzing a wide range of tax issues and implications (e.g., nexus considerations and apportionment methodology). * Provide advice and assistance to management on compliance issues related to tax credit transactions, investment structures, and reporting obligations, including opportunities for process improvements. * Stay current on all federal, state, and local regulatory changes impacting tax credit investments and ensure policies, procedures, and communications reflect those changes. * Participate in reviews, audits, and regulatory examinations related to tax credit investments. Document results and present findings to management. * Investigate and prepare responses to inquiries or audits performed by outside agencies. * Identify areas of potential vulnerability and risk, develop corrective action plans, and provide general guidance to address compliance issues. * Assist in the development, implementation, and monitoring of compliance program training materials specific to tax credit investment regulations. Conduct compliance training as needed. * Assist in developing senior management and board presentations. * In the absence of the Manager, Compliance or CCO, provide mentorship to others in the day-to-day operations of the department. | |